Follow essential guidelines to make informed, responsible, and ethical investment decisions.
Following these guidelines will help ensure a safe and compliant trading experience. Please review these important do's and don'ts before engaging in any securities transactions.
| DO's | DON'Ts |
|---|---|
| Read all documents and terms & conditions carefully before signing | Do not deal with unregistered intermediaries |
| Complete your KYC properly by providing all valid documents | Do not enter into any agreements without proper understanding |
| Update your mobile number, email ID, and bank account details regularly | Do not share trading credentials or password with anyone |
| Issue cheques/fund transfers only in your own name | Do not accept unsigned/duplicate contract notes |
| Verify your trade details on the contract note and raise queries promptly | Do not accept contract notes that are not as per the prescribed format |
| Deliver securities to your broker before the pay-in date | Do not delay payment/deliveries of securities to the broker |
| Pay required margins on time | Do not forget to take note of risks involved in the investments |
| Verify your demat transaction statement carefully | Do not sign blank Delivery Instruction Slips (DIS) while meeting security deposit requirements |
| Cross-check confirmations of orders/trades from exchanges | Do not deal based on rumors or tips |
| Accept contract notes/confirmation of trades from your broker only | Do not fall prey to fixed/guaranteed returns schemes |
| Ensure that the broker's name, SEBI registration number, and exchange logos are clearly visible on the contract notes | Do not invest based on SMS or email tips |
| Check your financial and transaction details periodically on the exchange website | Do not transfer funds to any account other than your broker's official account |
| Insist on a proof of every payment made to the broker | Do not ignore any emails/SMSs received with regards to trades done, from the exchanges |
| Scrutinize minutely both the transaction confirmation and the account statement | Do not opt for digital contracts if not familiar with computers |
| Keep a record of dates when you placed your investment orders | Do not share your internet trading account's password with anyone |
| Handle DIS Book issued by DP carefully | Do not make payments in cash to the broker |
| Ensure that the DIS numbers are pre-printed and account number is mentioned on it | Do not introduce any other person for trading, settlement, and fund transfer |
| Freeze your demat account in case of your absence for longer duration | Do not enter into any unusual arrangements such as payback contracts or agreements |
| Pay the margins required to be paid in the time prescribed | Do not deal through any unauthorized platforms or messaging services for placing orders |
| Deliver the shares in case of sale or pay the money in case of purchase within the time prescribed |
For any questions or clarifications regarding these guidelines, please contact our support team or visit our office.
Email us at
support@sapphirebroking.com
Call us at
[Customer Support Phone Number]
Last Updated: April 1, 2025